Stock Broker Misconduct Attorneys

Stockbrokers are required to have their client's best interest in mind and to only recommend investments that are suitable for the clients. However, this is not always the case and some brokers do not meet this requirement and fail to live up to their professional duties.

Have you or someone you know become a victim of stock broker misconduct or fraud? If so, contact one of our stock broker misconduct attorneys in your area today!

Examples of stockbroker misconduct include:

  • Fraud
  • Bad advice
  • Improper execution
  • Churning
  • Misrepresentation
  • Improper sales practices

When stocks go up, then the broker may say it's due to their resources and skills. On the other hand, when stocks go down, the stockbroker might say its market risk. When individuals lose their investments, most don't consider the fact that their stockbroker may be the reason, because of the trust that is put into them. Although it is normal for stocks to fluctuate, not all stock losses are due to bad luck; they can be due to a bad broker. If you believe that your broker put your money in investments that were too risky, (such as variable annuities) didn’t follow your instructions, committed retirement investment fraud, or earned too many commissions by overtrading your account, contact a lawyer in your area today.

Unfortunately, some brokers wind up not living up to their client's expectations. They may have used their client's money unwisely by putting it into investments that were too risky. Other times, they commit fraud, or simply do not follow their client's instructions. Does any of this sound familiar? If it does, contact our stock broker misconduct attorneys. It's your money, and if it was misused, we can help!

Have you or someone you know become a victim of stock broker misconduct or fraud? If so, contact one of our stock broker misconduct attorneys in your area today!

Updated: LW

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Have you or someone you know become a victim of stock broker misconduct or fraud? If so, contact one of our stock broker misconduct attorneys in your area today!

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