Overview of Securities Fraud and Laws

It has been said that investing is not a spectators sport. That is obvious to anyone that has ever invested in securities. Investing in securities is a captivating and multifaceted world on to itself and it can be an extremely profitable and gratifying way to play the market as you assert a better future for you and your family. This is a financial extreme sport not for the faint of heart. The normal ups and downs of the investment market are more than enough to keep you biting your nails down to their root. You certainly don’t need help from unscrupulous stock brokers or investment managers.

Have you or someone you know fallen victim to some type of securities fraud? If so, contact one of our experienced securities lawyers in your area today!

Examples of securities fraud include:

  • Providing False Information
  • Stock Manipulation
  • Lying to Auditors
  • Insider Trading
  • Late-Trading Schemes
  • Unauthorized Trading
  • Breach of Fiduciary Duty
  • Broker Embezzlement

Securities fraud or stock broker misconduct happens everyday in this country, and if you play the market, you could end up on their hook at any given time no matter how investment savvy you are. Whether you are dealing with an investment advisor, firm, or stock broker you should have ultimate control of your investments and how your money is spent. Even though that sounds like common sense you have to be aware that there are investment advisors, firms, or stock brokers that are more than willing to part you from your money at any given time if you are not on top of your investments.

If you have been defrauded by someone handling your investments in any number of ways, you need to contact one of our securities lawyers. Our lawyers know the ins and outs of the law and can help you fight for your rights.

Have you or someone you know fallen victim to some type of securities fraud? If so, contact one of our experienced securities lawyers in your area today!
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