Securities Fraud Lawyers

When you put your trust and faith in an investment company, investment banking firm, or other private broker to handle your money and investments, you expect a high standard of quality and competence on their part to fulfill the services you require of them. Securities fraud enters the picture when the professionals you trust to handle your stocks, bonds, mutual funds, etc., and illegally profit from your investments.

The Securities Exchange Commission (SEC) regulates all securities activity and investigates any wrongdoing or felonious activity in the stock market. When the SEC takes notice of illegal activity, they file suit in federal or state courts and seize all information of the fraudulent activity.

Securities fraud is a white-collar crime that can result in prison time and hefty fines. Anyone who has been a victim of securities fraud should contact a securities lawyer as soon as possible so as to arrest the culprits.

There are many different types of Securities Fraud that occur:

• Promissory Note Fraud
• Investment Fraud
• Ponzi Schemes
• Insider Trading
• Pump and Dump Scam
• Blind Pool Fraud
• Commodities Fraud
• Stocks and Bond Fraud

Have you or someone you know become a victim of securities fraud? If so, contact one of our experienced securities fraud lawyers in your area today!

Content Related to Topic

• Three Former Dynegy Executives Settle SEC Charges for Manipulating Financial Statements
  Former CFO to Pay More Than $375,000 to Settle Charges
  
  
• Three Defendants Sentenced For Conspiracy To Commit Securities And Email Fraud
  A Sarasota, Fla., man has been sentenced to five years in prison and two years of supervised release for conspiring to commit both securities fraud and email fraud
  
  
• Seven Members Of Organized Crime FamiliesPlead Guilty To Racketeering And Extortion
  an indictment was unsealed charging the defendants with wide-ranging criminal activity, including a racketeering conspiracy involving securities fraud
  
  
• Former Currency Trader Sentenced To 5 More Years For $3 Billion Ponzi Scheme
  MARTIN A. ARMSTRONG was sentenced today in Manhattan federal court to 60 months in prison on his conviction for conspiracy to commit securities fraud
  
  
• Reinsurer RenaissanceRe Settles Securities Fraud Charges
  In settling the Commission's charges, RenRe agreed to an injunction, to retain an independent consultant, and to pay a $15 million civil penalty, among other things.
  
  
• Executives Indicted In Securities Fraud Scheme
  Seven former executives of National Century Financial Enterprises NCFE on charges of conspiring to defraud investors
  
  
• Long Island Man Admits Participating In Boiler Room Stock Scheme
  Ciappetta pleaded guilty to Count One conspiracy to commit securities fraud and mail fraud
  
  
• Former FBI Agent Sentenced For Securities Fraud And Racketeering
  Former FBI Special Agent Jeffrey A. Royer was sentenced to six years imprisonment on his conviction
  
  
• In California, Securities Fraud Defendant Arrested
  Investigators with the District Attorney’s Bureau of Investigation arrested a Los Angeles man on a warrant charging him with securities fraud
  
  
• SEC Charges Former CEO With Securities Fraud
  This is another case arising from our ongoing investigation of the misuse of finite reinsurance to commit securities fraud.
  
  

Have you or someone you know become a victim of securities fraud? If so, contact one of our experienced securities fraud lawyers in your area today!