News

Securities and Exchange Commission, Dec 19, 2007 The assessment on security futures transactions under Section 31 d will remain

Securities and Exchange Commission, Dec 11, 2007 The SEC filed a settled civil fraud action against San Diegos auditor in connection with the citys false and misleading financial

U.S. Securities and Exchange Commission, Dec 04, 2007 The Securities and Exchange Commission filed civil charges against Maxim Integrated Products Inc a Silicon Valley semiconductor

U.S. Securities and Exchange Commission, Nov 26, 2007 The Securities and Exchange Commission filed charges of fraud that involved phony Las Vegas casino and resort telecommunications

U.S. Securities and Exchange Commission, Nov 14, 2007 For Improper Payments to Iraq Under the U.N. Oil for Food

U.S. Securities and Exchange Commission, Oct 29, 2007 The SEC filed securities fraud charges against David H.

U.S. Securities and Exchange Commisson, Oct 26, 2007 SEC has distributed more than three billion overall since the agency was given authority to send financial penalties from SEC

SEC, Oct 17, 2007 The Securities and Exchange Commission filed civil fraud charges against Nortel Networks Corporation and its principal operating subsidiary for accounting

U.S. Department of Labor, Oct 10, 2007 he U.S. Department of Labor's Office of Labor-Management Standards announced its criminal enforcement data for July

The Securities and Exchange Commission (SEC), Oct 05, 2007 Former CFO to Pay More Than $375,000 to Settle

FBI, Aug 28, 2007 From 1994 through July 1998, the defendants engaged in a business operation that made more than 500,000 BestBank credit card loans to sub prime

Department of Justice, Aug 24, 2007 Civilian employee was arrested after being indicted by a grand jury on one count of conspiracy, nine counts of honest services wire

U.S. Department of Justice, Aug 17, 2007 A Wellesley stock broker was charged in federal court with defrauding one of his elderly clients of over

FBI, Aug 09, 2007 Employee sentenced to three years imprisonment to be followed by three years supervised release by United States District Judge Richard T. Haik for mail

FBI, Jul 30, 2007 Chief executive officer of Qwest Communications International Inc., was sentenced to 6 years in prison for insider trading, the Justice Department announced

FBI, Jul 25, 2007 A former director of Samsung America Inc Korea Export Department was arrested on a criminal complaint charging him with wire

Securities and Exchange Commission, Jul 16, 2007 The SEC filed a civil injunctive action against Michael F Shanahan and his son alleging that they participated in a fradulent

FBI, Jul 06, 2007 Hedge funds are minimally regulated private investment partnerships that historically accept only high-wealth

FBI - Department of Justice, Jun 27, 2007 Baston recruited investors by making false promises of guaranteed short-term, high rates of return on investments in distressed properties, with additional guarantees

sec.gov, Jun 14, 2007 The SEC alleges that the former senior officers perpetrated a fraudulent and deceptive scheme from 1997 to