Securities Fraud Lawyer

Securities fraud, a civil wrongdoing and white collar crime, is a type of fraud that takes place in connection with security trading. Because it is a civil wrongdoing, securities fraud can often result in liability lawsuits, where an investor holds some other party – such as a corporation, broker, or advisor – liable for financial damages that allegedly have resulted from the fraud. A securities fraud lawyer can provide legal representation to either side, litigating for the investor or defending the accused perpetrator of fraud. In either case, it is important that a securities fraud lawyer understand state security laws (Blue sky laws) and laws of the SEC and NASD. The SEC and NASD are agencies commissioned by the government to protect consumers from securities fraud, including corporate fraud, insider trading, ponzi schemes, microcap fraud, and accountant fraud. Also, securities fraud lawyers can represent accused parties who face criminal prosecution.

Fast Facts

  • securities fraud is considered a white collar crime
  • In cases of securities fraud, legal action may be brought against brokers, financial advisors, corporations, and private investors

securities fraud lawyer - Lawyers, Articles and Q&A

Search Results for "securities fraud lawyer"

Articles

Results 1-5 of 114 for "securities fraud lawyer"

  • Penalties of Securities Fraud

    Securities fraud, also known as investor or stock fraud, covers a range of activities that violate federal and...
    • Site: lawfirms.com
    • 4 of 7 user(s) found this useful
  • Securities Fraud Laws

    Securities fraud, also known as stock or investment fraud, consists of deceptive practices related to the offe...
    • Site: lawfirms.com
    • 2 of 3 user(s) found this useful
  • Overview of Securities Fraud and Laws

    It has been said that investing is not a spectators sport. That is obvious to anyone that has ever invested in...
    • Site: securitieslawfirms.com
  • Securities Fraud Lawyers

    When you put your trust and faith in an investment company, investment banking firm, or other pr...
    • Site: securitieslawfirms.com
  • Financial Securities and Securities Law

    In today's financial market investors need a secure source of information for their investment needs and lawy...
    • Site: lawfirms.com

Q&A

Results 1-5 of 21 for "securities fraud lawyer"

LA-WS5:0.9.17.120126.12696+