Securities Fraud Law Firm

A securities fraud law firm specializes in representing individuals and/or companies in securities fraud disputes. Most law firms that handle securities fraud litigation are able to handle both court proceedings and arbitration proceedings, as both are common forums for the resolution of securities fraud disputes. Experienced securities fraud law firms have the ability to advise clients of their rights with regard to securities fraud, and fully assess whether clients have meritorious securities fraud claims. Given the complexity of securities fraud laws, as well as the sheer number of federal and state securities laws that might be implicated in any given case, anyone with a possible securities fraud claim should definitely seek the services of a securities fraud law firm. Among other things, investor agreements with brokerage firms may limit the resolution of disputes to arbitration proceedings, and federal litigation, if a viable option, requires very stringent standards of proof in order for a claim to be successful.

Fast Facts

  • In 1996, Congress amended the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisors Act of 1940, by passing the National Securities Markets Improvement Act of 1996.
  • Fraud and embezzlement arrests continue to rise, even as arrests for violent crimes have declined.

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  • Overview of Securities Fraud and Laws

    It has been said that investing is not a spectators sport. That is obvious to anyone that has ever invested in...
    • Site: securitieslawfirms.com
  • Securities Law Topics Archive

    Hedge Funds - A Hedge Fund is an investment vehicle that is available to only the very wealthy investor....
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  • Securities Fraud Lawyers

    When you put your trust and faith in an investment company, investment banking firm, or other pr...
    • Site: securitieslawfirms.com
  • Securities Arbitration Overview

    Since a Supreme Court ruling in 1973, brokerage firms, brokers, and other financial entities have been legally...
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  • Facts

    As an individual investor, you have up to three choices when it comes to holding your securities:...
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