Securities Fraud Law Firm

A securities fraud law firm specializes in representing individuals and/or companies in securities fraud disputes. Most law firms that handle securities fraud litigation are able to handle both court proceedings and arbitration proceedings, as both are common forums for the resolution of securities fraud disputes. Experienced securities fraud law firms have the ability to advise clients of their rights with regard to securities fraud, and fully assess whether clients have meritorious securities fraud claims. Given the complexity of securities fraud laws, as well as the sheer number of federal and state securities laws that might be implicated in any given case, anyone with a possible securities fraud claim should definitely seek the services of a securities fraud law firm. Among other things, investor agreements with brokerage firms may limit the resolution of disputes to arbitration proceedings, and federal litigation, if a viable option, requires very stringent standards of proof in order for a claim to be successful.

Fast Facts

  • In 1996, Congress amended the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisors Act of 1940, by passing the National Securities Markets Improvement Act of 1996.
  • Fraud and embezzlement arrests continue to rise, even as arrests for violent crimes have declined.

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  • Fraud Charges and Penalties

      Fraud is against both state and federal law and civil and criminal law.  Certain types of fraud such as stoc...
    • Site: criminaldefenselawyer.com
  • Financial Securities and Securities Law

    In today's financial market investors need a secure source of information for their investment needs and lawy...
    • Site: lawfirms.com
  • Overview of Securities Fraud and Laws

    It has been said that investing is not a spectators sport. That is obvious to anyone that has ever invested in...
    • Site: securitieslawfirms.com
  • Penalties of Securities Fraud

    Securities fraud, also known as investor or stock fraud, covers a range of activities that violate federal and...
    • Site: lawfirms.com
  • Securities Fraud Laws

    Securities fraud, also known as stock or investment fraud, consists of deceptive practices related to the offe...
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