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The following links will help you learn more about Securities and Securities laws, rules, and regulations:

Securities and Exchange Commission (SEC) Home
SEC Proposed Rules
Public Company Accounting Oversight Board (PCAOB)
PCAOB Rulemaking

Division of Corporate Finance

Division of Market Regulation

Division of Investment Management

U.S. House Committee on Financial Services
U.S. Senate Committee on Banking, Housing & Urban Affairs

New York Stock Exchange (NYSE)
National Association of Securities Dealers - Regulation (NASDR)
American Stock Exchange (AMEX)
World Stock Exchanges
World Federation of Exchanges

National Association of Securities Dealers, Inc. (NASD)
National Association of Securities Dealers Automated Quotations (NASDAQ)
Investment Adviser Registration Depository (IARD)

Investment Counsel Association of America (ICAA)
Securities Industry Association (SIA)
Investment Company Institute (ICI)
Institutional Shareholder Services (ISS)

North American Securities Administrators Association (NASAA)
Committee of European Securities Regulators (CESR) International Organization of Securities Commissions (IOSCO)

Financial Accounting Standards Board (FASB)
The American Institute of Certified Public Accountants (AICPA)

Securities Class Action Clearinghouse (Stanford)
Public Investors Arbitration Bar Association (PIABA)
The Sarbanes-Oxley Forum

SECLaw.com
Securities Law Beacon (blog)
The 10b-5 Daily (blog)
The Securities Litigation Watch (blog)
Corp Law Blog
The Corporate Counsel.net Blog

If you need securities consultation or a securities lawyer, please contact us. We are here to help you.

 
 
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  Did You Know?  
 
A Securities Lawyer Can Help You Recover Lost Or Stolen Securities Certificates

Brokerage firms, banks, transfer agents, and corporations have procedures in place to help investors replace lost or stolen certificates. If your securities certificate is lost, accidentally destroyed, or stolen, you should immediately contact the transfer agent and request that a "stop transfer" be placed against the missing securities. Your broker may be able to assist you with this process.


A Securities Attorney Can Explain And Discuss The Stop Transfer Process With You

The "stop transfer" helps to prevent someone from transferring ownership from your name to someone else's. The transfer agent or broker-dealer will report the certificates missing to the SEC's lost and stolen securities program.

 

 
 


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